Currency / Foreign Transaction Report (CTR FTR) Explorer In Compliance Planet Anti Money Laundering/Core Banking Finance Software.

Note:  Only persons assigned right(s) to ‘view CTR reports’ and ‘process CTR reports’ will be able carry out this operation.

From the left hand side menu, Click on ‘REPORTS’ as shown below

• This will display a drop down as shown below. The drop down lists the report types available on the compliance planet software.

Click ‘NFIU CTR/FTR’ on the drop down list. See an example below.

• This will display the NFIU CTR/FTR page

Fig

STEP 1: From the top menu , Click “Explorer” as in Fig 2.6a below

Fig 2.6a

• This displays a page as in Fig 2.6b below

2.6b

STEP 2: Select the transaction type you want to explore by clicking on the Tran Type box. A drop-down will be displayed under the box as in fig. 2.6c. Select any transaction type of your choice.

(fig. 2.6c)

STEP 3: Click on the filter box to select a particular bank branch you want to see transactions for. (See the example in fig. 2.6d). If you want to see the transactions for all branches, select bank branches. It is the first option on the filter list.

(Fig. 2.6d)

STEP 4: Click on the Start date button and End date button to specify the beginning of the period and the end of the period of the transactions you want to see respectively. A calendar drops below the date box when you click any of the date buttons. (See fig. 2.6e)

(fig. 2.6e)

• Take a look at the arrows labelled a to d in fig. 2.6f to study the calendar.
• Click on the given year to change it to your year of choice.
• Click on the given month to change it to your month of choice.
• Then, click on the date of the month.
• You can also click on the angle brackets on the calendar [ ‘<’ or ‘>’ ] to go backward or forward.

(fig. 2.6f)

STEP 5: Click on the entries box to change the number of transactions you want to see per page. (See the drop-box in fig. 2.6g. below)

(Fig. 2.6g)

STEP 6: To see the transactions, click on PREVIEW as in fig 2.6h.You can change your start date, end date, or bank branch or number of entries per page as you wish but always click on the preview button to see the changes you’ve made. It is the preview button that effects the changes you have made.  See fig 2.6h.

(fig. 2.6h)

• After clicking on the preview button, the transactions appear with their respective details row by row and three (3) action buttons; ‘Tran Details’, ‘Acc Details’ and ‘Delete’.  See an example in fig 2.6i below. White arrows indicate the action buttons.

(fig 2.6i)

• clicking Tran Details button (arrow 1 in fig 2.6i) displays a page with the details of the transaction on that row you clicked on like the example in fig 2.6j. The detail covers information about debit and credit part of the transaction according to the CTR FTR schema.

(fig 2.6j)

• Clicking Acc Details button (arrow 2 in fig 2.6i) displays a page with the details of the account involved in the transaction on that row you clicked on. See fig 2.6k to see an example of a CTR FTR Account details page.

(fig 2.6k)

• To delete the transaction from the compliance planet, click on the Delete button (This is labelled as arrow 3 in fig 2.6i). This will display a confirmation console to confirm your action. It looks like fig. 2.6l. Click on confirm to delete the transaction or cancel to close the console.

                                                                                    (Fig. 2.6l)