How to Profile PEP Account In Compliance Planet Anti Money Laundering/Core Banking Finance Software

This feature is used for the creation of new PEP accounts individually.  Here are the steps to creating a new PEP account:

NOTE: Only person(s) assigned the right to ‘process PEP Report’ can carry out these operations

STEP 1: From the app dashboard, click on “REGULATORY REPORTS” as in Fig 4.6a below.

Fig 4.6a

STEP 2: Click ‘CBN ADRAPS PEP’ on the drop-down list and display the PEP page as in Fig. 4.6b below.

Fig 4.6b

STEP 3: From the menu, click “Account Repository” as in Fig. 4.6c below.

Fig 4.6c

• This displays a page showing a list of all the PEP accounts, as in Fig. 4.6d below.

Fig 4.6d

STEP 5: Click on “Account Operations” as shown in Fig. 4.6e below.

Fig 4.6e

• This will display a drop-down as in Fig. 4.6f below.

Fig 4.6f

STEP 6: Click “Register Account” as in Fig. 4.6f above.

• This displays a ‘CREATE NEW PEP ACCOUNT’ console as in Fig. 4.6g below.

Fig 4.6g

STEP 7: Enter details of the new PEP account you want to create. Some fields are mandatory to create a PEP account successfully. They are;

• Account Number – Ensure the account number is present in the software account base.
• First Name
• Middle Name
• Last Name
• Telephone
• Branch Code

See Fig. 4.6h below for an example.

Fig 4.6h

STEP 8: Click SAVE to create the PEP account after filling in the details, or click CANCEL to close the console if you do not wish to continue.

• Clicking SAVE will display a confirmation console as in Fig. 4.6i below.
• During the upload and single entry of PEP accounts, the software automatically scans other accounts related to the record entered using the CUST ID as an identifier, and also automatically migrates these records into the software.

Fig 4.6i

• Click on CANCEL to go back to the console.
• Click on CONFIRM to confirm your request to create a new PEP account. A notification will be displayed at the top of the page, as in Fig. 4.6j below.

Fig 4.6j