How to Carry Out SAR Notification HTML Controls Operations in Compliance Planet Anti Money Laundering/Core Banking Finance Software

This section provides a guide on how to execute the SAR notification HTML controls on the Compliance Planet, with step-by-step instructions and pictures.

NOTE: Only person(s) profiled as deputy supreme admin can carry out these operations 

STEP 1: From the app dashboard, click ‘Control panel’ as in Fig. 21.1a.

Fig.21.1a

• This will display a drop-down as shown below.
  

STEP 2: Select ‘SURVEILLANCE’ on the drop-down list and click on “Page Design“. See an example in Fig. 21.1b below.

Fig 21.1b

STEP 3: In the Page Design drop-down option, select the “SAR” as in Fig. 21.1c below.

Fig. 21.1c

• This displays a page showing a list of all ‘‘SAR Notification HTML Control’’ options that have been created and are available on the software. See Fig. 21.1d for an example.

Fig. 21.1d

How to edit an STR notification

This refers to changing the description or status of the STR notification. Here is how to do this.

STEP 1: Click on the ‘EDIT’ button in the action column. See Fig. 21.1e for an example.

Fig. 21.1e

• Clicking the edit button will display a console titled ‘Notification HTML Control’ as shown in Fig. 21.1f below.

Fig. 21.1f

Control Description: Click on the ‘Control Description box’ and enter the name of the control field that should appear on the SAR notification form.

Control Tool Tip Description: Click on the ‘Control Tool Tip Description box’ and input a brief instruction that will appear when working on a SAR notification.

Control Activated: Tick the ‘Control Activated box’ to enable and display the control on the SAR notification form.

Control Is Required: Tick the ‘Control Is Required box’ to make the control field mandatory for SAR submission.

Control Tool Tip Activated: Tick the ‘Control Tool Tip Activated’ box’ so the tool tip appears when users focus or hover on the control.

Control Visibility: Click on the ‘Control Visibility’ dropdown’ and select whether the control should be visible to compliance team members only, non-compliance team members only, or all bank staff.